| Course | |||||
|---|---|---|---|---|---|
 | €65.00 Financial Regulation / Financial Regulation A key component to the development of financial markets is to agree standards of behaviour and provide mechanisms for dispute resolution. These standards, rules and codes of conduct may be established through self-regulation of the industry, or... | ||||
 | €120.00 Financial Regulation / Financial Regulation Welcome to our self-paced eLearning course on the Internal Capital Adequacy Review Assessment (ICARA) process for Investment Firms. The ICARA Process requirement is deriving from the provisions of the new prudential package (Investment Firms... | ||||
 | €120.00 Financial Regulation / Financial Regulation Define sanctions, review the different categories and assess the purpose that they are designed to achieve. Review the global sanctions framework and the key decision-makers (including international institutions, the UN and the EU, and sovereign... | ||||
 | €90.00 Financial Regulation / Financial Regulation This e-learning course on MiFID II (Markets in Financial Instruments Directive) provides a comprehensive overview of the regulatory framework governing financial markets in the European Union. MiFID II, implemented in January 2018, has brought... | ||||
 | €120.00 Financial Regulation / Financial Regulation The product governance regime aims to ensure that firm’s act in a client’s best interests, including funds and related management services, to end clients. It ensures that when a firm manufactures or distributes regulated financial services... |
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